displayName
Transaction Reporting Cycle
workflowKind
governance
triggerType
scheduled
typicalCadence
daily
complexity
cross-team
description
Manages T+1 regulatory transaction reporting to financial
authorities — extracting reportable trades from order management
systems with proper instrument classification (ISIN, CFI codes),
enriching transaction records with counterparty LEI identifiers and
trader identification, validating report fields against EMIR, MiFIR,
and CAT schema requirements, submitting reports to trade repositories
and regulatory filing systems within mandated deadlines, processing
rejection feedback and resubmitting corrected reports, and
maintaining audit trails for regulatory examination readiness.
Produces submission confirmation reports, rejection rate dashboards,
and regulatory deadline compliance metrics. Excludes trade execution
and regulatory policy interpretation.