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OrgUnit
org-unit:trading-compliance
Trading Compliance
org-unit:trading-compliance
OrgUnit
role/org-units/org-units.yaml
·
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overview
json
graph
Attributes
displayName
Trading Compliance
kind
team
description
Trading surveillance, regulatory reporting, and compliance.
Outgoing edges
(1)
has_member
1
role:compliance-officer
·
Role
Compliance Officer
Incoming edges
(4)
performed_by_org_unit
4
workflow:alternative-data-evaluation
·
Workflow
Alternative Data Evaluation
workflow:best-execution-review
·
Workflow
Best Execution Review
workflow:transaction-reporting-cycle
·
Workflow
Transaction Reporting Cycle
workflow:trading-surveillance-review
·
Workflow
Trading Surveillance Review