{
  "id": "workflow:trading-surveillance-review",
  "_kind": "Workflow",
  "_file": "workflows/workflows/workflows-trading-compliance.yaml",
  "_cluster": "workflows",
  "attributes": {
    "displayName": "Trading Surveillance Review",
    "workflowKind": "governance",
    "triggerType": "continuous",
    "typicalCadence": "daily",
    "complexity": "cross-team",
    "description": "Monitors trading activity for market abuse and regulatory\nviolations — running surveillance algorithms to detect insider trading\npatterns (trading ahead of material non-public information),\nidentifying potential market manipulation (layering, spoofing, wash\ntrades, marking the close), monitoring for front-running of client\norders, reviewing cross-market alert correlations, investigating\nflagged alerts with trade reconstruction and communication review, and\nescalating confirmed suspicious activity to compliance leadership for\nSAR filing. Produces surveillance alert dashboards, investigation case\nfiles, and regulatory examination-ready audit logs. Excludes\nregulatory policy creation and enforcement action proceedings.\n"
  },
  "outgoingEdges": [
    {
      "from": "workflow:trading-surveillance-review",
      "to": "role:compliance-officer",
      "kind": "involves_role",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "role:risk-analyst",
      "kind": "involves_role",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "role:security-risk-analyst",
      "kind": "involves_role",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "skill-area:python-data-pipelines",
      "kind": "requires_skill_area",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "skill-area:observability-pipeline",
      "kind": "requires_skill_area",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "domain:regulatory-finance",
      "kind": "applies_to_domain",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "domain:capital-markets",
      "kind": "applies_to_domain",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "domain:trading-operations",
      "kind": "applies_to_domain",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "responsibility:regulatory-reporting",
      "kind": "triggers_responsibility",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "responsibility:risk-reporting",
      "kind": "triggers_responsibility",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "org-unit:trading-compliance",
      "kind": "performed_by_org_unit",
      "attributes": {}
    },
    {
      "from": "workflow:trading-surveillance-review",
      "to": "org-unit:market-risk-team",
      "kind": "performed_by_org_unit",
      "attributes": {}
    }
  ],
  "incomingEdges": []
}