{
  "id": "workflow:settlement-exception-management",
  "_kind": "Workflow",
  "_file": "workflows/workflows/workflows-trading-ops.yaml",
  "_cluster": "workflows",
  "attributes": {
    "displayName": "Settlement Exception Management",
    "workflowKind": "operational",
    "triggerType": "event-driven",
    "typicalCadence": "daily",
    "complexity": "cross-team",
    "description": "Handles failed trade settlements, reconciliation breaks, and corporate\naction processing — identifying settlement failures by fail reason\n(insufficient securities, SSI mismatches, counterparty issues),\ncoordinating with brokers and custodians for resolution, processing\nmandatory and voluntary corporate actions (dividends, splits, mergers,\ntender offers) with proper ex-date and record-date handling, managing\npartial settlements and buy-in/sell-out procedures, and tracking fail\ncharges and regulatory penalties. Produces exception dashboards,\nfail-rate KPIs, and corporate action processing confirmations.\nExcludes trade initiation and position management.\n"
  },
  "outgoingEdges": [
    {
      "from": "workflow:settlement-exception-management",
      "to": "role:operational-risk-analyst",
      "kind": "involves_role",
      "attributes": {}
    },
    {
      "from": "workflow:settlement-exception-management",
      "to": "role:trading-systems-engineer",
      "kind": "involves_role",
      "attributes": {}
    },
    {
      "from": "workflow:settlement-exception-management",
      "to": "skill-area:python-data-pipelines",
      "kind": "requires_skill_area",
      "attributes": {}
    },
    {
      "from": "workflow:settlement-exception-management",
      "to": "domain:trading-operations",
      "kind": "applies_to_domain",
      "attributes": {}
    },
    {
      "from": "workflow:settlement-exception-management",
      "to": "domain:capital-markets",
      "kind": "applies_to_domain",
      "attributes": {}
    },
    {
      "from": "workflow:settlement-exception-management",
      "to": "responsibility:trading-system-reliability",
      "kind": "triggers_responsibility",
      "attributes": {}
    },
    {
      "from": "workflow:settlement-exception-management",
      "to": "responsibility:risk-reporting",
      "kind": "triggers_responsibility",
      "attributes": {}
    },
    {
      "from": "workflow:settlement-exception-management",
      "to": "org-unit:trading-desk",
      "kind": "performed_by_org_unit",
      "attributes": {}
    }
  ],
  "incomingEdges": []
}